Events
Upcoming Events Fall/Winter 2005–2006
Hear from UNAPEN leaders at the following events:
 The FRA 4th Annual Managed Accounts Summit
The FRA Private Equity Business Operations Forum
The MMI Fall Conference - Managed Account Solutions 2005
The IBC Unified Managed Accounts Forum
The FRA 2nd Annual Managed Accounts Compliance Forum
The FRA 5th Annual Managed Accounts Technology & Operations Summit
The 4th Annual Managed Accounts Summit
September 21 and 22, 2005
The State Room, Boston, MA
A summit looking at every aspect of the managed accounts business, featuring new and innovative topics each year, and a line-up of star-quality speakers.
Key topics to be addressed include:
Compliance and regulatory issues affecting the SMA market
Shadowing and AIMR compliance: Which side are you on?
What advisors are looking for in SMA programs and platforms
How can the SMA industry tap into the retirement market opportunity?
Implications of using a manager’s model portfolio in a SMA program
Top myths about sponsors managers should know
Top myths about managers sponsors should know
The 7 most important things you need to know to make money in the SMA business
TWO industry outlook sessions
New developments in UMAs and MSPs
Incorporating hedge funds into managed accounts
A special focus on workflow for cost-effective business management
Building a leading-edge SMA program (for sponsors)
Best practices in advisor/FC training and education
Banks, credit unions and the SMA industry
…and much more!
Visit www.frallc.com for more details.
The Private Equity Business Operations Forum
Legal Strategies, Deal Innovations, & Fundraising Success
October 17 and 18, 2005
The Harvard Club, New York City
Discover how to structure funds and deals for the best tax results
Learn the do’s and don’ts of drafting the PPM
Negotiating successful terms of partnerships between funds and investors
Pros & cons of sponsor-to sponsor transactions
Trends & effects of hedge funds in the private equity arena—what you need to know
Balancing governance and compensation within private equity firms
Evaluate the Fair Value Debate: The Firestorm Over Acronyms and Guidelines
Corporate Governance in Private Equity: Does it Matter?
Exclusive Pre-Conference Workshop:
Solving Tough Tax Issues for the Firm and for Investors:
Structuring Funds and Deals for the Best Tax Results
Visit www.frallc.com for more details.
MMI Fall Conference - Managed Account Solutions 2005
October 19 and 20, 2005
New York City
Managed Account Solutions 2005
The Power, Potential and Challenges of UMAs: A New Frontier for the Wealth Management Industry
UMAs within the high end wealth management sector bring many opportunities even while still in their early stages. Join us to examine how industry leaders plan to maximize their potential.
Visit www.moneyinstitute.com for more details.
IBC Unified Managed Accounts Forum
Design, Technology & Integration Strategies for Launching a Customized UMA
November 14, 2005
Doubletree Metropolitan Hotel, New York City
A cutting-edge industry forum exploring the latest advances in UMA program development, implementation, marketing & management
Examine how unified managed accounts work and exactly how they differ from SMAs
Assess the dynamics of incorporating a hedge strategy into UMAs and the associated risks
Identify methods for adapting existing SMA operations to fulfill UMA requirements
Explore the pros and cons of new technology and determine whether your platform can support UMAs
Develop and implement an effective system to monitor and achieve best execution compliance
Analyze the potential benefits and pitfalls of outsourcing overlay management functions and learn
valuable service provider search and selection techniques
Visit www.ibcusa.com for more details.
The 2nd Annual Managed Accounts Compliance Forum
November 29 and 30, 2005
Hyatt Regency Cambridge, Cambridge, MA
How are you ensuring your managed account compliance? Are you sure your managed accounts program is meeting all the SEC requirements and other regulations? Are you fully up-to-speed on challenges in marketing and distribution compliance? Are you responsible for assessing suitability? Are you aware of industry trading best practices and how to best present investment information?
If you have any doubts, want to improve, or simply want to see what others are doing be sure to participate in this event.
Join the industry’s leaders and experts for a special two-day forum, which will include new takes on industry standards and cutting-edge information on hot button issues.
An excellent faculty of speakers will provide the tools and insight necessary to stay ahead in this increasingly competitive industry. At this forum, you will:
Ensure that your managed accounts program is meeting all the SEC requirements, ERISA requirements
and other regulations
Understand the significance of Regulations S-P and the Patriot Act and discover how you can integrate
a culture of compliance into your business model
Come up to speed on the new challenges in marketing and distribution compliance
Hear how other firms define the CCO role, and share practical techniques for implementing compliance
practices
Learn best practices for presenting investment information
Take a nuts & bolts look at client account administration practices—explore what you need to do to be
competitive from a legal, compliance, and administrative perspective
Examine compliance considerations specific to UMAs & MSPs
Make sense of issues relating to money manger litigation and risk management
Visit www.frallc.com for more details.
The 5th Annual Managed Accounts Technology & Operations Summit
Specifically Designed for Administrators & Operational Officers in the SMA and MSP Arenas
January 22 to 24, 2006
The Biltmore Hotel, Coral Gables, FL
This unique event attracts senior level attendees and top speakers from the leading separately managed account providers, private asset managers and investment advisers from wealth management and institutional environments. For those focused on the latest trends and improvements in technology and operations for managed accounts it is a key event of the year.
FRA is now developing the agenda for this year's Summit.
Visit www.frallc.com for more details.
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